different from those of securities and derivatives businesses. For clearing houses and securities depository centers, the supervision will emphasize on the mechanisms to protect the assets of their members
shall, upon the applicant’s consent, enter into the applicant’s place of business or premises or any place necessary for inspecting the applicant’s financial condition, business operation, assets or any
/disposal of assets, and dividend payment decisions. Principle 1.4 The board should demonstrate a thorough understanding of the division of board and management responsibilities. The board should clearly
duties and approval of transactions in a transparent form in writing. Separate the powers to approve, record accounts, manage assets and audit. Persons charged with the duty to review and check must be
condition, business operation, assets or any relevant data. Clause 10 In case where the SEC is of the view that the applicant under Clause 7 or Clause 8 has qualifications as specified in this Ministerial
financial condition, business operation, assets or any relevant data. Clause 9 In case where the SEC is of the view that the applicant under Clause 7 has qualifications as specified in this Ministerial
assets – the shareholders' meeting notice must be delivered at least 14 days before the meeting. Q: Is a nominated director who is also a shareholder allowed to attend the meeting and vote on the
condition, business operation, assets or any relevant data. Clause 10 In case where the SEC is of the view that the applicant under Clause 7 or Clause 8 has qualifications as specified in this Ministerial
, including infliction and cooperation for international legal framework and law enforcement. The court’s cooperation for inspection of assets and information exchange is also requested to support effective
, including infliction and cooperation for international legal framework and law enforcement. The court’s cooperation for inspection of assets and information exchange is also requested to support effective